July 7, 2008

Segregation of Duties: Establishing a policy and framework for ongoing success (KLplus Risk Brief)

Adapted from Le Bulletin, Volume 2, “Séparation des tâches: mettre en œuvre et pérenniser.”

By Vincent Manière, Boris Van den Bergh, and Cary Haggard - Protiviti

Segregation of duties is an important part of a strong internal control framework. This KLplus risk brief, based on the KnowledgeLeader hot issue article of the same name, shares the experience of establishing a segregation of duties policy and framework, which are the pillars of governance, risk, and compliance (GRC). The brief also defines concepts and practices for implementing and monitoring policy compliance within applications.

Launch Risk Brief

Approximate Run Time: 16 minutes
CPE Credits: 0

Learning Objectives:
Topics covered, among others, include:

  • Establishing a segregation of duties policy and framework
  • Implementing and monitoring policy compliance within applications
  • Pillars of Governance, Risk and Compliance

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