May 16, 2011

Evaluating Operations and Information Technology Risk in Banks: Opportunities for Auditors to Bring More Value to Institutions

By Gabriel David and Brian Barnier

Operational risk, in the post-Basel II sense, is the newest area of risk in financial institutions; following on credit and market risk. This article looks at the business and regulatory environment surrounding operational risk; raises key questions around evaluating and auditing operation risk (especially IT and outsourcing aspects); and looks at what is on the horizon in financing operational risk.